Maximise Compliance and Efficiency in Law Firms for Peak Performance
Unlock the secrets to mastering compliance and boosting efficiency in your law firm. Discover essential strategies in our latest blog post—read now for transformative insights!
Compliance for Law Firms
Law Firms: How to Engage Successfully with Underwriters – Insights for Optimal Results
Learn how direct engagement with underwriters and strategic preparation can transform your law firm’s approach to managing risk. Dive into our guide to find out more!
Fraud and Legal Firms: Adapting to the Economic Crime and corporate transparency Act
Today we delve into the critical importance of enhancing fraud prevention measures in law firms and businesses in response to the Economic Crime and Corporate Transparency Act, offering strategic insights and best practices to navigate new compliance landscapes effectively.
Unveiling the Diverse Routes to Compliance Careers: Lessons from Seasoned Professionals
From tales of transition and triumph to candid discussions on overcoming challenges, today’s CFLF session offered valuable insights and inspiration for aspiring professionals in the field.
Offshore Compliance in Focus: Expert Insights on CDD and High Risk Countries
This week’s compliance roundtable provided valuable insights into the complex issues that can arise when dealing with clients connected to offshore jurisdictions. Over 30 professionals joined the discussion to explore challenges around high-risk countries, anti-money laundering regulations, and performing proper due diligence on international financial …
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Unlocking Client Accounts: Navigating AML Risks & SRA Guidelines
In today’s landscape of legal finance, managing client accounts has become a focal point for firms worldwide. The recent release of a discussion paper by the SRA has underscored the urgency of addressing AML risks and safeguarding client funds. The fallout from incidents like the …
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Independent AML Audits, the Imperative in Legal Practices
In the dynamic landscape of legal compliance, the focus on anti-money laundering (AML) practices has never been more intense. Legal firms are increasingly under the microscope, with regulatory bodies like the SRA ensuring stringent adherence to AML regulations. The Independent AML Audit is a critical …
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The Conveyancer’s Compass: Steering Clear of Common Risks
In the intricate world of the conveyancer, where every detail matters and every step can potentially hold hidden risks, this week’s Compliance for Law Firms Session delved into the crucial topic of common risks and how to effectively mitigate them. Without skipping a beat, the …
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controlling client money accounts
In the ever-evolving landscape of legal compliance, discussions around proposed changes often spark fervent debates. Last week’s Compliance for Law Firms session was no exception, drawing attention to the thorny issue of document control and its potential impacts. With a panel comprising experts from diverse …
Elevate your training to the next level – Unlock the potential
We understand that compliance training is an integral part of your organisation’s success. Staying up-to-date with the latest laws and regulations is crucial, and our bespoke training apps have redefined the way we approach compliance training. In this blog, we’ll explore how we amplify compliance training up to ‘11’ by taking a look at language, analytics, and the flexibility for on-the-go training.