Senior Managers Certification Regime
Designed for United Kingdom
Course running time is 15 Minutes
This course is customisable
Gain a detailed understanding of Senior Managers Certification Regime’s (SM&CR) impact on the financial services industry. This course is essential for senior managers, compliance officers, and HR professionals navigating the regulatory landscape effectively.
Our course starts with an overview of SM&CR, its scope, and applicability. Delve into specific roles and obligations to ensure a clear understanding of responsibilities.
Explore the replacement of key FCA rules by SM&CR. Equip yourself with the knowledge to seamlessly adapt and implement new requirements within your organisation.
Discover insights on SM&CR exemptions, navigating circumstances where individuals or entities may be exempt from specific obligations. Stay compliant while effectively managing exemptions.
Understand the aim of SM&CR to appreciate its significance within the industry. Analyse regime objectives emphasising accountability, integrity, and good governance.
Comprehensive overview of enforcement processes within SM&CR. Mitigate risks effectively by understanding potential consequences of non-compliance and appropriate measures to take.
Address the importance of regular SM&CR training. Stay up-to-date with regulatory expectations and the need for periodic refreshers to ensure continuous compliance.
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